Michael J James

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-05-19

AL RA
APPROVED

Since 2026-05-19

Branch Locations

400 Meridian St N Suite 301 A, Huntsville, AL 35801-4700 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	11/2025	Present
Unemployed	Madison	AL	08/2025	11/2025
Regions Bank	Athens	AL	05/2014	08/2025

11/2025 → Present

Edward Jones

St. Louis, MO
08/2025 → 11/2025

Unemployed

Madison, AL
05/2014 → 08/2025

Regions Bank

Athens, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-18

S66 Uniform Combined State Law Examination

2026-05-18

Other Names

Michael Joseph James

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

OSAIC WEALTH, INC.

RAYMOND JAMES & ASSOCIATES, INC.

TRUIST ADVISORY SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

WELLS FARGO CLEARING SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

MARK ANTHONY RUSSELL

TIMOTHY RANN ROBERTS

MATTHEW RICHARD BARNES

ROGER SAMUEL BARNES

LANCE CHRISTOPHER ERNEST

ROBERT WILSON MOORES

Other Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL

STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL

OSAIC WEALTH, INC. · HUNTSVILLE, AL

LPL FINANCIAL LLC · HUNTSVILLE, AL

RAYMOND JAMES & ASSOCIATES, INC. · HUNTSVILLE, AL

TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL

TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL

CETERA INVESTMENT ADVISERS LLC · HUNTSVILLE, AL

More in Huntsville, AL

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