Inactive

Chad David Wakeman

Erickson Financial Group, LLC

CRD 8181013

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Employer firm

Erickson Financial Group, LLC CRD 299818

$199M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Erickson Financial Group, Llc

1011 Brookside Road Suite 165, Allentown, PA 18106 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-11-13

PA RA
APPROVED

Since 2025-11-13

Branch Locations

1011 Brookside Road Suite 165, Allentown, PA 18106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Johnson Controls	Milwaukee	WI	02/2014	01/2024
Rb Global	Westchester	PA	01/2024	08/2024
Vector Security	Pittsburgh	PA	01/2025	09/2025
Erickson Financial Group, Llc	Allentown	PA	10/2025	Present
Unemployed	Orefield	PA	09/2024	12/2024

02/2014 → 01/2024

Johnson Controls

Milwaukee, WI
01/2024 → 08/2024

Rb Global

Westchester, PA
01/2025 → 09/2025

Vector Security

Pittsburgh, PA
10/2025 → Present

Erickson Financial Group, Llc

Allentown, PA
09/2024 → 12/2024

Unemployed

Orefield, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-11-12

S65 Uniform Investment Adviser Law Examination

2025-11-12

View on SEC IAPD

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Nearby Investors

Jessica Ann Paretta

JOHN DAVID TUMOLO

Nearby Offices

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SECTOR ANALYSTS LLC · ALLENTOWN, PA

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