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Chad David Wakeman

Erickson Financial Group, LLC

Allentown, PA

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Current Employers
Erickson Financial Group, Llc

1011 Brookside Road Suite 165, Allentown, PA 18106 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-13
  • PA RA
    APPROVED
    Since 2025-11-13

Branch Locations

1011 Brookside Road Suite 165, Allentown, PA 18106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnson Controls Milwaukee WI 02/2014 01/2024
Rb Global Westchester PA 01/2024 08/2024
Vector Security Pittsburgh PA 01/2025 09/2025
Erickson Financial Group, Llc Allentown PA 10/2025 Present
Unemployed Orefield PA 09/2024 12/2024
  • 02/2014 → 01/2024
    Johnson Controls
    Milwaukee, WI
  • 01/2024 → 08/2024
    Rb Global
    Westchester, PA
  • 01/2025 → 09/2025
    Vector Security
    Pittsburgh, PA
  • 10/2025 → Present
    Erickson Financial Group, Llc
    Allentown, PA
  • 09/2024 → 12/2024
    Unemployed
    Orefield, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-12
  • S65 Uniform Investment Adviser Law Examination
    2025-11-12

View on SEC IAPD

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Other Offices

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SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA
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