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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-04-28 |
Branch Locations
4275 Executive Square Suite 450, La Jolla, CA 92037 • United States
Carlsbad, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Co. | Springfield | MA | 11/1997 | Present |
| Mml Investors Services, Inc. | San Diego | CA | 07/1998 | Present |
NAME: KAREN WALKER INV REL: Y ADD: 4275 EXECUTIVE SQUARE SUITE 400 LA JOLLA, CA. 92037 NATURE: LIFE, HEALTH, LTC, DI POSITION: AGENT START DATE: 1989 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 20
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-11-23 |
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