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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-06
PA RA APPROVED 2026-05-11
  • TX RA
    APPROVED
    Since 2026-07-06
  • PA RA
    APPROVED
    Since 2026-05-11

Branch Locations

1443 W Allen St, Allentown, PA 18102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Allentown PA 09/2025 Present
Enterprise Mobility Manasquan NJ 11/2021 06/2025
Ocean Health Initiatives Lakewood NJ 09/2021 11/2021
Medicalls Santo Domingo 01/2017 07/2021
Adohealth Santo Domingo 02/2015 11/2016
Bank Of America, N.A. Allentown PA 11/2025 Present
  • 09/2025 → Present
    Allentown, PA
  • 11/2021 → 06/2025
    Enterprise Mobility
    Manasquan, NJ
  • 09/2021 → 11/2021
    Ocean Health Initiatives
    Lakewood, NJ
  • 01/2017 → 07/2021
    Medicalls
    Santo Domingo
  • 02/2015 → 11/2016
    Adohealth
    Santo Domingo
  • 11/2025 → Present
    Bank Of America, N.A.
    Allentown, PA
Other Businesses

I*3124268, Entity TypeFor Profit,Entity Publicly Traded, Name of OBA:uber Address:California94158United States ,Investment Related:NO Position, Title, Association:Consultant/Independent Contractor, Employee Start Date:11/18/2025 No Hours:2 WEEKLY No Hours during trading: 0,Duties:Uber driver or rent my car to another person to do UberDrives weekend to delivery food and transporte people. Or rent my car to another driver for transportation purposes. I*4055270, Entity Type: Entity For Profit, Name of OBA: GWE GROUP LLC, Address: allentow, Pennsylvania, 18101, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 03/08/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Basic administrative oversight of the LLC, record keeping, vehicle maintenance coordination and general bussines compliance. Activities are limited and conducted outside of my employment responsibilities. Personal LLC used to managed personal assets, including vehicle ownership and transportation related activities. The business may generate incidental income from vehicle use or rentals. The activity is completely separate from my role and does not involve securities transaction, investmet advice, financial services or client referrals

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-11
  • S66 Uniform Combined State Law Examination
    2026-05-11

View on SEC IAPD

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