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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-06 |
| PA | RA | APPROVED | 2026-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Allentown | PA | 09/2025 | Present |
| Enterprise Mobility | Manasquan | NJ | 11/2021 | 06/2025 |
| Ocean Health Initiatives | Lakewood | NJ | 09/2021 | 11/2021 |
| Medicalls | Santo Domingo | 01/2017 | 07/2021 | |
| Adohealth | Santo Domingo | 02/2015 | 11/2016 | |
| Bank Of America, N.A. | Allentown | PA | 11/2025 | Present |
I*3124268, Entity TypeFor Profit,Entity Publicly Traded, Name of OBA:uber Address:California94158United States ,Investment Related:NO Position, Title, Association:Consultant/Independent Contractor, Employee Start Date:11/18/2025 No Hours:2 WEEKLY No Hours during trading: 0,Duties:Uber driver or rent my car to another person to do UberDrives weekend to delivery food and transporte people. Or rent my car to another driver for transportation purposes. I*4055270, Entity Type: Entity For Profit, Name of OBA: GWE GROUP LLC, Address: allentow, Pennsylvania, 18101, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 03/08/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Basic administrative oversight of the LLC, record keeping, vehicle maintenance coordination and general bussines compliance. Activities are limited and conducted outside of my employment responsibilities. Personal LLC used to managed personal assets, including vehicle ownership and transportation related activities. The business may generate incidental income from vehicle use or rentals. The activity is completely separate from my role and does not involve securities transaction, investmet advice, financial services or client referrals
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-11 |
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