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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2006-03-08 |
Branch Locations
603 Helen Hwy Unit B, Cleveland, GA 30528-1052 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dahlonega | GA | 07/2005 | Present |
(1) 1/15/2021 - Lake Sybelia Properties LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/13/2021 - 1 Hour Per Month/1 Hour During Securities Trading - Family LLC that manages a family property in Florida (2) 06/12/2023 - No Business Name - Not Investment Related - Home Based - Other - Ebay sales - Start Date 05/01/2023 - 4 Hours Per Month/ 2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-03 |
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