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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
GA RA APPROVED 2017-08-16
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • GA RA
    APPROVED
    Since 2017-08-16

Branch Locations

15 W. Ktyle Street, Cleveland, GA 30528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Cornelia GA 06/2013 Present
Cetera Investment Services Llc St.CLoud MN 07/2013 Present
Cetera Investment Advisers Llc Cornelia GA 08/2017 Present
  • 06/2013 → Present
    Regions Bank
    Cornelia, GA
  • 07/2013 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 08/2017 → Present
    Cornelia, GA
Other Businesses

1.)PRESIDENT OF THE HOPES LANDING HOMEOWNERS ASSOC., 1 HR PER MONTH SERVING AS SPOKESPERSON. 2.) FINANCE COMMITTEE FOR LEVEL GROVE BAPTIST CHURCH, PROVIDES FINANCIAL ANALYSIS, ADVICE AND OVERSIGHT OF THE ORGANIZATIONS BUDGET, 1/HR/MONTH;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-09
S63 Uniform Securities Agent State Law Examination 2009-08-21
  • S65 Uniform Investment Adviser Law Examination
    2017-08-09
  • S63 Uniform Securities Agent State Law Examination
    2009-08-21
Other Names
  • Neil Reems

View on SEC IAPD

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