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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| GA | RA | APPROVED | 2017-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Cornelia | GA | 06/2013 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 07/2013 | Present |
| Cetera Investment Advisers Llc | Cornelia | GA | 08/2017 | Present |
1.)PRESIDENT OF THE HOPES LANDING HOMEOWNERS ASSOC., 1 HR PER MONTH SERVING AS SPOKESPERSON. 2.) FINANCE COMMITTEE FOR LEVEL GROVE BAPTIST CHURCH, PROVIDES FINANCIAL ANALYSIS, ADVICE AND OVERSIGHT OF THE ORGANIZATIONS BUDGET, 1/HR/MONTH;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-21 |
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