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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Community Bank | Cleveland | GA | 09/2005 | Present |
| Invest Financial Corporation | Cleveland | GA | 07/2009 | 02/2018 |
| Lpl Financial, Llc | Cleveland | GA | 02/2018 | Present |
1. 02/14/2018 - HABERSHAM CO REC DEPT - Not Investment Related - Other - Referee - Start Date 2005 - 12 Hours Per Month. 2. 11/17/2021 - PattyKakes - Not Investment Related - Home Based - Other-Rep's Business - Started 09/28/2020 - 20 Hours Per Month/0 Hours During Securities Trading - Bakery. 3. 02/22/2024 - City of Baldwin - Non-Profit Board Member - City Councilman - Not Investment Related - 186 US 441 Baldwin GA 30511 - Start Date 03/01/2024 - 15 Hours Per Month/ 0 Hours during Trading 4. 08/08/2024 - United Community Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/02/2023 - 160 Hours Per Month/ 120 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-28 |
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