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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-02-14
  • GA RA
    APPROVED
    Since 2018-02-14

Branch Locations

153 E Kytle St, Cleveland, GA 30528 • United States

351 Jesse Jewell Pkwy Sw, Gainesville, GA 30501 • United States

2157 Sandridge Ct, Gainesville, GA 30501 • United States

5172 Cleveland Hwy, Gainesville, GA 30506-7512 • United States

3785 Mundy Mill Rd, Oakwood, GA 30566-3400 • United States

8460 Hwy 75 North, Helen, GA 30545 • United States

850 Eagles Landing Pkwy, Stockbridge, GA 30281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Community Bank Cleveland GA 09/2000 Present
Invest Financial Corporation Cleveland GA 07/2009 02/2018
Lpl Financial Llc Cleveland GA 02/2018 Present
  • 09/2000 → Present
    United Community Bank
    Cleveland, GA
  • 07/2009 → 02/2018
    Invest Financial Corporation
    Cleveland, GA
  • 02/2018 → Present
    Cleveland, GA
Previous Registrations
  • 2009-07-27 → 2018-02-14
    Invest Financial Corporation
    Helen, GA
    Murrayville, GA
    Gainesville, GA
    Gainesville, GA
    Lula, GA
    Oakwood, GA
    Appleton, WI
    Cleveland, GA
    Gainesville, GA
    Appleton, WI
  • 2007-08-08 → 2009-07-23
    First Legacy Securities, Llc
    Cleveland, GA
    Blairsville, GA
    Gainesville, GA
    Cleveland, GA
    Oakwood, GA
    Gainesville, GA
  • 2004-07-19 → 2007-08-10
    Crow Financial Advisors
    Cleveland, GA
  • 2003-04-14 → 2004-07-19
    Cleveland, GA
Other Businesses

1. 08/26/2024 - United Community Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/02/2023 - 160 Hours Per Month/ 120 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-11-30
  • S66 Uniform Combined State Law Examination
    1998-11-30
Other Names
  • Jay Burkett
  • Johnny M (Iii) Burkett

View on SEC IAPD

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