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Cory Alan Hollies

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Saint Paul, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-20
  • MN RA
    APPROVED
    Since 2026-02-20

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

670 Mcknight Rd N, Saint Paul, MN 55119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Woodbury MN 09/2025 Present
Wells Fargo Bank, Na Woodbury MN 05/2024 Present
Dabella Exteriors Golden Valley MN 10/2023 02/2024
Dispatch Bloomington MN 01/2019 05/2023
Best Buy/Magnolia Audio Video Richfield MN 10/2010 08/2018
Unemployed Saint Paul MN 06/2023 09/2023
Unemployed Mendota Heights MN 09/2018 12/2018
  • 09/2025 → Present
    Wells Fargo Clearing Services, Llc
    Woodbury, MN
  • 05/2024 → Present
    Wells Fargo Bank, Na
    Woodbury, MN
  • 10/2023 → 02/2024
    Dabella Exteriors
    Golden Valley, MN
  • 01/2019 → 05/2023
    Dispatch
    Bloomington, MN
  • 10/2010 → 08/2018
    Best Buy/Magnolia Audio Video
    Richfield, MN
  • 06/2023 → 09/2023
    Unemployed
    Saint Paul, MN
  • 09/2018 → 12/2018
    Unemployed
    Mendota Heights, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-20
S63 Uniform Securities Agent State Law Examination 2025-12-19
  • S65 Uniform Investment Adviser Law Examination
    2026-02-20
  • S63 Uniform Securities Agent State Law Examination
    2025-12-19

View on SEC IAPD

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