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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-01-26
  • KY RA
    APPROVED
    Since 2026-01-26

Branch Locations

2557 Sir Barton Way, Lexington, KY 40509 • United States

2557 Sir Barton Way, Lexington, KY 40509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Kentucky Federal Credit Union Lexington KY 07/2018 Present
Outback Steakhouse Lexington KY 08/2015 06/2018
Lpl Financial Llc Lexington KY 10/2025 Present
  • 07/2018 → Present
    University Of Kentucky Federal Credit Union
    Lexington, KY
  • 08/2015 → 06/2018
    Outback Steakhouse
    Lexington, KY
  • 10/2025 → Present
    Lexington, KY
Other Businesses

1-09/2025 / Notary / INVESTMENT RELATED / START 01/18/2023 2- 09/2025 / University of Kentucky Federal Credit Union / Financial Institution Duty / INVESTMENT RELATED / 160 HRS MNTH / 8 HRS DURING TRADING / START 07/09/2018 3- 09/2025 / UKCU Investment Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / AT BUSINESS LOCATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-23
  • S66 Uniform Combined State Law Examination
    2026-01-23

View on SEC IAPD

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