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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-19
  • AZ RA
    APPROVED
    Since 2025-12-19

Branch Locations

4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Scottsdale AZ 06/2025 Present
Mml Investors Services, Llc Scottsdale AZ 09/2025 Present
Whole Foods Market Chandler AZ 07/2021 Present
Unemployment Chandler AZ 05/2021 06/2021
First Interstate Bank Grants Pass OR 09/2020 05/2021
Rouge Truss Systems Grants Pass OR 02/2020 07/2020
Extended Travel Grants Pass OR 12/2019 01/2021
Greyback Forestry Merlin OR 05/2019 12/2019
Unemployment Grants Pass OR 04/2019 04/2019
Rogue Truss Systems Grants Pass OR 01/2019 04/2019
Unemployment Grants Pass OR 08/2017 01/2019
Military Service Camp Pendleton CA 08/2013 08/2017
  • 06/2025 → Present
    Massmutual Life Insurance Co
    Scottsdale, AZ
  • 09/2025 → Present
    Scottsdale, AZ
  • 07/2021 → Present
    Whole Foods Market
    Chandler, AZ
  • 05/2021 → 06/2021
    Unemployment
    Chandler, AZ
  • 09/2020 → 05/2021
    First Interstate Bank
    Grants Pass, OR
  • 02/2020 → 07/2020
    Rouge Truss Systems
    Grants Pass, OR
  • 12/2019 → 01/2021
    Extended Travel
    Grants Pass, OR
  • 05/2019 → 12/2019
    Greyback Forestry
    Merlin, OR
  • 04/2019 → 04/2019
    Unemployment
    Grants Pass, OR
  • 01/2019 → 04/2019
    Rogue Truss Systems
    Grants Pass, OR
  • 08/2017 → 01/2019
    Unemployment
    Grants Pass, OR
  • 08/2013 → 08/2017
    Military Service
    Camp Pendleton, CA
Other Businesses

NAME: WHOLE FOODS MARKET INV REL: N ADD: 2955 W RAY RD, CHANDLER, AZ 85224 NATURE: GROCERY RETAIL POSITION: COURTESY CLERK START DATE: 07/01/2021 NO. HR/MO: 32 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PROVIDE CUSTOMER SERVICE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-16
  • S66 Uniform Combined State Law Examination
    2025-12-16
Other Names
  • Jose Mora Lopez

View on SEC IAPD

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