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Riley Christian Baker

Ubs Financial Services Inc.

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-04-16
  • CO RA
    APPROVED
    Since 2026-04-16

Branch Locations

370-17Th Street, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kinder Care Castle Rock CO 10/2020 07/2022
Vuori Denver CO 11/2022 08/2024
Reformation Denver CO 05/2025 08/2025
Castle View High School And University Of Denver Denver CO 11/2018 08/2025
Arrow Electronics Denver CO 01/2025 08/2025
Ubs Financial Services Inc. Denver CO 09/2025 Present
Unemployed Castle Rock CO 10/2015 10/2020
  • 10/2020 → 07/2022
    Kinder Care
    Castle Rock, CO
  • 11/2022 → 08/2024
    Vuori
    Denver, CO
  • 05/2025 → 08/2025
    Reformation
    Denver, CO
  • 11/2018 → 08/2025
    Castle View High School And University Of Denver
    Denver, CO
  • 01/2025 → 08/2025
    Arrow Electronics
    Denver, CO
  • 09/2025 → Present
    Ubs Financial Services Inc.
    Denver, CO
  • 10/2015 → 10/2020
    Unemployed
    Castle Rock, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-16
  • S66 Uniform Combined State Law Examination
    2026-04-16

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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