Best Investors Account Sign in
Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

621 University Blvd, Galveston, TX 77550 • United States

24 Greenway Plaza Ste 1725, Houston, TX 77046 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Galveston TX 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Galveston, TX
Previous Registrations
  • 2008-05-02 → 2011-01-03
    Voya Financial Partners, Llc
    Galveston, TX
    Houston, TX
  • 2005-09-02 → 2007-12-18
    Wells Fargo Investments, Llc
    Webster, TX
    Webster, TX
Other Businesses

NAME OF ENTITY:Jeremy Joaquin - Notary; No; 621 UNIVERSITY BLVD; GALVESTON; TX; 77550; Notary Public; Notary; 10/19/2015; 1; 1; Notarization of documents.|NAME OF ENTITY:GLASER FINANCIAL; Yes; 621 UNIVERSITY BLVD; GALVESTON; TX; 77550; Fixed Insurance; AGENT/EMPLOYEE; 11/29/2010; 10; 10; Sale of fixed insurance products.|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-23
  • S66 Uniform Combined State Law Examination
    2005-08-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Galveston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor