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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-06-30
TX RA APPROVED 2025-06-23
  • HI RA
    APPROVED
    Since 2025-06-30
  • TX RA
    APPROVED
    Since 2025-06-23

Branch Locations

555 South Street Apt 102, Honolulu, HI 96813 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Tbd HI 06/2005 06/2025
Raymond James Financial Services, Inc. Honolulu HI 06/2025 Present
Raymond James Financial Services Advisors, Inc. Honolulu HI 06/2025 Present
Previous Registrations
  • 2007-01-26 → 2025-06-24
    Kailua, HI
    Honolulu, HI
    Waipahu, HI
Other Businesses

(1)Name of Business: LOSH3, LLC Address: 555 South St Apt 102, Honolulu, HI, 96813-5037, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - CEO Investment Related: No Start Date: 06/23/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: - LOSH3, LLC is the entity name used for payroll and reporting through the PEO (2)Name of Business: Pulse Wave Private Wealth Address: 555 South St Apt 102, Honolulu, HI, 96813-5037, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - CEO Investment Related: No Start Date: 06/23/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: - Holistic Financial Planning w/Clients & Prospective Clients\n- Insurance Needs Analysis\n- Wealth Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-19
S63 Uniform Securities Agent State Law Examination 2005-08-26
  • S66 Uniform Combined State Law Examination
    2007-01-19
  • S63 Uniform Securities Agent State Law Examination
    2005-08-26
Other Names
  • Joshua Heesoo Potterton

View on SEC IAPD

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