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Account
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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-10-12 |
Branch Locations
1600 State Street, Santa Barbara, CA 93101 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
4100 Newport Place Dr., Suite 160, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Financial Group | Santa Barbara | CA | 08/2008 | Present |
| Fourth Point Llc Dba Fourth Point Wealth | Newport Beach | CA | 04/2018 | Present |
| Katie's Fund | Santa Barbara | CA | 07/2003 | Present |
1) FIXED INSURANCE PRODUCTS 1600 STATE STREET SANTA BARBARA, CA 93101;;5/2011 AGENT/COMMISSION;3 HRS/MO; 2.5/TRADING; IR 2) Fourth Point LLC DBA Fourth Point Wealth; 4100 Newport Place Dr., Suite 160, Newport Beach CA 92660; Owner/President/Financial Advisor; Sale and Service of Securities and Insurance Products; Start Date 4/15/2018; 160 hrs/mo; 120 hrs/mo during trading; IR 3)Katie's Fund; 4501 Cathedral Oaks Rd Santa Barbara CA 93111; Co-Founder; Charitable fund sponsoring social and recreational activities for teens with developmental disabilities; Start dte 7/1/2003; 1 hr/mo; 1 hr/mo during trading; NIR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-17 |
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