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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-16
  • CA RA
    APPROVED
    Since 2025-12-16

Branch Locations

4275 Executive Square Suite 450, La Jolla, CA 92037 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc La Jolla CA 10/2025 Present
Massmutual Life Insurance Company La Jolla CA 09/2025 Present
Swapsy Inc La Jolla CA 12/2019 08/2025
Geminice Inc San Diego CA 07/2017 12/2019
Ucsd San Diego CA 08/2015 07/2017
Hike Global Supply Chain Ltd Ontario CA 12/2024 Present
  • 10/2025 → Present
    La Jolla, CA
  • 09/2025 → Present
    Massmutual Life Insurance Company
    La Jolla, CA
  • 12/2019 → 08/2025
    Swapsy Inc
    La Jolla, CA
  • 07/2017 → 12/2019
    Geminice Inc
    San Diego, CA
  • 08/2015 → 07/2017
    Ucsd
    San Diego, CA
  • 12/2024 → Present
    Hike Global Supply Chain Ltd
    Ontario, CA
Other Businesses

NAME: HIKE GLOBAL SUPPLY CHAIN LTD INV REL: Y ADD: 1525 S GROVE AVE, STE 7, ONTARIO, CA NATURE: ONLINE WHOLESALE AND RETAIL BUSINESS OF USED ELECTRONIC PRODUCTS POSITION: MARKETING CONSULTAQNT FOR BUSINESS DEVELOPMENT START DATE: 12/01/2024 NO. HR/MO: 100 NO. HR/MO DURING SEC TRADING: 0 DUTIES: HELP WITH MARKETING STRATEGIES OPTIMIZE THE LISTINGS WITH STRONG KEYWORDS AND HIGH-QUALITY PHOTOS, USE EBAY'S PROMOTED LISTINGS TOOL TO INCREASE VISIBILITY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-12-09
S65 Uniform Investment Adviser Law Examination 2024-08-05
  • S63 Uniform Securities Agent State Law Examination
    2025-12-09
  • S65 Uniform Investment Adviser Law Examination
    2024-08-05

View on SEC IAPD

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