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Mark Sangiacomo

Park Avenue Securities LLC

San Diego, CA

CRD 4985030

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-28
  • CA RA
    APPROVED
    Since 2025-10-28

Branch Locations

5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Of America New York NY 10/2010 01/2017
Park Avenue Securities New York NY 12/2010 01/2017
Guardian Life Insurance Co Of America New York NY 03/2017 01/2020
Park Avenue Securities, Llc New York NY 10/2017 01/2020
Guardian Life Insurance New York NY 01/2020 08/2020
Park Avenue Securities New York NY 01/2020 08/2020
Guardian Life Insurance Irvine CA 09/2020 03/2024
Park Avenue Securities Irvine CA 09/2020 03/2024
Crump Life Insurance Services Harrisburg PA 03/2024 10/2025
Guardian Life Insurance Company San Diego CA 04/2025 Present
Park Avenue Securities Llc San Diego CA 10/2025 Present
  • 10/2010 → 01/2017
    Guardian Life Insurance Company Of America
    New York, NY
  • 12/2010 → 01/2017
    Park Avenue Securities
    New York, NY
  • 03/2017 → 01/2020
    Guardian Life Insurance Co Of America
    New York, NY
  • 10/2017 → 01/2020
    New York, NY
  • 01/2020 → 08/2020
    Guardian Life Insurance
    New York, NY
  • 01/2020 → 08/2020
    Park Avenue Securities
    New York, NY
  • 09/2020 → 03/2024
    Guardian Life Insurance
    Irvine, CA
  • 09/2020 → 03/2024
    Park Avenue Securities
    Irvine, CA
  • 03/2024 → 10/2025
    Crump Life Insurance Services
    Harrisburg, PA
  • 04/2025 → Present
    Guardian Life Insurance Company
    San Diego, CA
  • 10/2025 → Present
    San Diego, CA
Previous Registrations
Other Businesses

1) Rental Home-I own a single family home that is a rental property,. Start: 10/01/2014, Address: 8 Codington St Raritan, NJ 08869, 2 total hours per month; 0 during securities trading hours, Investment related, More than 10% annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-02
S63 Uniform Securities Agent State Law Examination 2008-01-04
  • S65 Uniform Investment Adviser Law Examination
    2021-01-02
  • S63 Uniform Securities Agent State Law Examination
    2008-01-04
Other Names
  • Mark F Sangiacomo
  • Mark Francis San Giacomo

View on SEC IAPD

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