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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-03-03 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
411 Water St, Excelsior, MN 55331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Chanhassen | MN | 08/2025 | Present |
| Wells Fargo Bank, Na | Chanhassen | MN | 09/2023 | Present |
| Arvest Bank | Lowell | AR | 07/2021 | 06/2023 |
| Arvest Bank | Rogers | AR | 11/2019 | 06/2021 |
| Arvest Bank | Bentonville | AR | 10/2018 | 10/2019 |
| Crain Automotive Volkswagen | Fayetteville | AR | 01/2018 | 09/2018 |
| The University Of Arkansas | Fayetteville | AR | 08/2015 | 05/2017 |
| Homemaking | Rogers | AR | 06/2017 | 12/2017 |
UBER TECHNOLOGIES, INC.; INV RELATED; SAN FRANCISCO ,CA; INDEPENDENT CONTRACTOR/ DRIVER ; START DATE: 10/17/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-19 |
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