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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Syracuse | NY | 08/2025 | Present |
| Victory Sports Medicine & Orthopedics | Skaneateles | NY | 06/2021 | 08/2025 |
| Sanford Orthopedics | Watford City | ND | 08/2018 | 06/2021 |
| Dj's Pizza & Lounge | Lincoln | ND | 09/2017 | 08/2018 |
| Electric City Escape | Scranton | PA | 06/2016 | 08/2017 |
| Hnat Design | Scranton | PA | 05/2014 | 08/2017 |
| Athletic Training Box Llc | Watford City | ND | 06/2018 | 05/2021 |
| Mckenzie County School District #1 | Watford City | ND | 01/2019 | 06/2019 |
| Mckenzie County School District #1 | Watford City | ND | 08/2019 | 06/2021 |
| Champions For Life | Auburn | NY | 06/2021 | 11/2024 |
1. 08/2025 - Captial Consulting Group - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 8 Hrs During Trading - At Reported Business Location(s) - Start Date 08/11/2025 2. 08/2025 -Run Resilient - Business Owner - Not Investment Related - 8 Hrs/Mth - 0 Hrs During Trading - Auburn, NY - Start Date 3/20/2025 3. 08/2025 - 403b.Pro - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 8 Hrs During Trading - At Reported Business Location(s) - Start Date 08/11/2025 4. 08/2025 - 4541 Cayuga County Source B Route 31 Cicero, NY 13039 Onondaga County - Real Estate Rental - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Cicero, NY - Start Date 10/11/2025 5. 06/03/2026 - Adam Larsen - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/01/2026 - 5 hours per month/ during trading 6. 06/18/2026 - Brokerage Inc - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/22/2026 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-08 |
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