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Michelle Nancy Foley

Mml Investors Services, LLC

West Hartford, CT

Plainville, CT

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

65 Lasalle Road Suite 200 & 316, West Hartford, CT 06107 • United States

Plainville, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. West Hartford CT 01/2015 03/2017
Massachusetts Mutual Life Insurance Company West Hartford CT 07/2016 Present
Mml Investors Services, Llc West Hartford CT 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    West Hartford, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    West Hartford, CT
  • 03/2017 → Present
    Mml Investors Services, Llc
    West Hartford, CT
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    West Hartford, CT
    Shelton, CT
    West Hartford, CT
  • 2013-03-08 → 2015-01-02
    New England Securities
    West Hartford, CT
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-23
S63 Uniform Securities Agent State Law Examination 2005-09-30
  • S66 Uniform Combined State Law Examination
    2012-07-23
  • S63 Uniform Securities Agent State Law Examination
    2005-09-30
Other Names
  • Michelle Demartin
  • Michelle Nancy Demartin

View on SEC IAPD

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Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

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