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Robert A Monroe

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-12
MD RA APPROVED 2025-11-10
  • TX RA
    APPROVED_RES
    Since 2025-11-12
  • MD RA
    APPROVED
    Since 2025-11-10

Branch Locations

11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 07/2025 Present
Navy Federal Credit Union Richmond VA 05/2022 05/2025
Valleystar Credit Union Richmond VA 11/2021 04/2022
Homemaking Reisterstown MD 04/2020 11/2021
T-Mobile Richmond VA 10/2013 03/2020
First Street For Boomers And Beyond South Chesterfield VA 11/2016 11/2016
State Employee Credit Union Towson MD 06/2025 06/2025
  • 07/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hunt Valley, MD
  • 05/2022 → 05/2025
    Navy Federal Credit Union
    Richmond, VA
  • 11/2021 → 04/2022
    Valleystar Credit Union
    Richmond, VA
  • 04/2020 → 11/2021
    Homemaking
    Reisterstown, MD
  • 10/2013 → 03/2020
    T-Mobile
    Richmond, VA
  • 11/2016 → 11/2016
    First Street For Boomers And Beyond
    South Chesterfield, VA
  • 06/2025 → 06/2025
    State Employee Credit Union
    Towson, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-07
  • S66 Uniform Combined State Law Examination
    2025-11-07

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
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