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Sierra M Umphrey

Thrivent Investment Management Inc.

Minneapolis, MN

Denver, CO

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-01-20
OK RA APPROVED 2026-01-09
TX RA APPROVED 2026-01-09
CO RA APPROVED 2026-01-02
  • DC RA
    APPROVED
    Since 2026-01-20
  • OK RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED
    Since 2026-01-09
  • CO RA
    APPROVED
    Since 2026-01-02

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Minneapolis MN 08/2025 Present
Thrivent Financial Appleton WI 08/2025 Present
National General Insurance Denver CO 01/2023 06/2025
Liberty Mutual Insurance Saint George UT 06/2021 02/2022
Healthcompare Insurance Services Portland OR 03/2018 06/2021
Doordash Saint George UT 02/2022 01/2023
Stoel Rives Llp Portland OR 03/2017 03/2018
Lyft Denver CO 05/2016 03/2017
  • 08/2025 → Present
    Thrivent Investment Management Inc.
    Minneapolis, MN
  • 08/2025 → Present
    Thrivent Financial
    Appleton, WI
  • 01/2023 → 06/2025
    National General Insurance
    Denver, CO
  • 06/2021 → 02/2022
    Liberty Mutual Insurance
    Saint George, UT
  • 03/2018 → 06/2021
    Healthcompare Insurance Services
    Portland, OR
  • 02/2022 → 01/2023
    Doordash
    Saint George, UT
  • 03/2017 → 03/2018
    Stoel Rives Llp
    Portland, OR
  • 05/2016 → 03/2017
    Lyft
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-30
  • S66 Uniform Combined State Law Examination
    2025-12-30

View on SEC IAPD

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LPL FINANCIAL LLC
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Other Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan
JAMES P MILEY
ROBYN MARY JOYNER
Cole Hendrickson Carter
Casey Mitchell
Jennifer Elizabeth Finn

Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

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