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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-01-05 |
| TX | RA | APPROVED | 2023-01-05 |
Branch Locations
826 Bank St Ne, Decatur, AL 35601 • United States
132 Holmes Avenue [Satellite], Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Huntsville | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Huntsville | AL | 11/2016 | 01/2023 |
| Wells Fargo Advisors Financial Network, Llc | Decatur | AL | 01/2023 | Present |
RENTAL PROPERTY, INV RELATED, SANTA ROSA BEACH, FL, 100% OWNERSHIP, START 8/1/2020, 0 HOURS PER MONTH, 0 DURING TRADING, OWNER. FRANKLIN STREET HOLDING COMPANY, LLC; INV RELATED; MADISON, AL; 100% OWNERSHIP; START 01/06/2023; 40 HOURS PER MONTH; 8 HOURS DURING TRADING; PASS THROUGH FOR FINET PRACTICE. RWM HOLDINGS, LLC, INVT RELATED, DECATUR, AL, 26.7% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, MERCHANT CASH AGREEMENT. RWM PARTNERS, LLC, INVT RELATED, DECATUR, AL, 33.33% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, MERCHANT CASH AGREEMENT. RIVERFRONT OVERRIDE HOLDINGS, LLC, INVT RELATED, DECATUR, AL, 19.24% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, MERCHANT CASH AGREEMENT. RIVERFRONT OVERRIDE PARTNERS, LLC, INVT RELATED, DECATUR, AL, 24% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, MERCHANT CASH AGREEMENT. RVM OPERATING ENTITY, LLC, INVT RELATED, DECATUR, AL, 33.3% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-04 |
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