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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-04-02 |
Branch Locations
810 Palmer Rd., Unit 101, Madison, AL 35758 • United States
2205 Graham Ave Sw, Ste B, Decatur, AL 35601 • United States
Decatur, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alford, Mckenzie & Breeden P.C. | Decatur | AL | 12/1985 | Present |
| Securities America, Inc. | Decatur | AL | 06/2004 | 03/2024 |
| Securities America Advisors, Inc. | Decatur | AL | 07/2004 | 03/2024 |
| Lpl Financial Llc | Decatur | AL | 03/2024 | Present |
1) 03/06/2024 - Real Estate Rental - Owner - AL 35603 - Investment related - 2 Hours per month - Start date: 10/01/2010. 2) 03/06/2024 - Alford McKenzie & Breeden PC - Tax Prep/Accounting/CPA - income tax return preparation, business bookkeeping services, compiled and reviewed financial statements - AL 35601 - Investment related - 200 Hours per month - Start date: 05/01/1989. 3) 03/06/2024 - Notary - AL 35601 - Investment related - 1 Hour per month - Start date: 05/01/1987.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-08 |
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