Shanna Stowe-Galaine Pendergrast

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 04/2021
  Edward Jones
  St Louis, MO
• 07/2018 → 01/2019
  Coldwell Banker Pinnacle Properties
  Florence, AL
• 05/2013 → 07/2018
  Crye-Leike Realty
  Florence, AL
• 04/2021 → Present
  Cetera Investment Advisers Llc
  Tuscaloosa, AL
• 04/2021 → Present
  Alabama Credit Union
  Tuscaloosa, AL
• 04/2021 → Present
  Cetera Investment Service Llc
  Saint Cloud, MN

Previous Registrations

• 2019-04-11 → 2021-04-13
  Edward Jones
  Florence, AL
  St Louis, MO
  Florence, AL
  Florence, AL
  Florence, AL
• 2002-09-13 → 2008-03-06
  Bbva Compass Investment Solutions, Inc
  Muscle Shoals, AL
  Muscle Shoals, AL
• 2000-08-22 → 2002-09-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florence, AL

Exams

• S66 Uniform Combined State Law Examination
  2019-04-06
• S65 Uniform Investment Adviser Law Examination
  1999-04-28
• S63 Uniform Securities Agent State Law Examination
  1998-09-17

Other Names

• Shanna Galaine Stowe
• Shanna Galaine Stowe
• Shanna Stowe Melvin
• Shanna Stowe Johnson
• Shanna Stowe Marino
• Shanna Galaine-Stowe Pendergrast