Best Investors Account Sign in

Maxime Andre Jean Faure

LPl Financial LLC

Madison, AL

Decatur, AL

CRD 7264726

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-04-19
  • AL RA
    APPROVED
    Since 2025-04-19

Branch Locations

810 Palmer Rd., Unit 101, Madison, AL 35758 • United States

2205 Graham Ave Sw, Ste B, Decatur, AL 35601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Decatur AL 01/2022 11/2022
Lentz Thompson Retirement Advisors Decatur AL 08/2021 12/2021
William Woods University Fulton MO 08/2019 08/2021
College Of The Desert Palm Desert CA 08/2016 08/2019
Harding University Searcy AR 08/2022 05/2024
Securities America, Inc. Decatur AL 10/2023 12/2023
Unemployed Vinemont AL 05/2024 09/2024
Lentz Thompson Retirement Advisors Decatur AL 09/2024 Present
Lpl Financial Llc Decatur AL 09/2024 Present
  • 01/2022 → 11/2022
    Securities America, Inc.
    Decatur, AL
  • 08/2021 → 12/2021
    Lentz Thompson Retirement Advisors
    Decatur, AL
  • 08/2019 → 08/2021
    William Woods University
    Fulton, MO
  • 08/2016 → 08/2019
    College Of The Desert
    Palm Desert, CA
  • 08/2022 → 05/2024
    Harding University
    Searcy, AR
  • 10/2023 → 12/2023
    Securities America, Inc.
    Decatur, AL
  • 05/2024 → 09/2024
    Unemployed
    Vinemont, AL
  • 09/2024 → Present
    Lentz Thompson Retirement Advisors
    Decatur, AL
  • 09/2024 → Present
    Decatur, AL
Other Businesses

1- 09/2024 / Lentz Thompson retirement advisors / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 40 hrs during trading / start 11/04/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-18
  • S66 Uniform Combined State Law Examination
    2025-04-18
Other Names
  • Max Faure
  • Maxime Maxime Faure

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Madison, AL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor