Richard Dwight Thompson

Current Employers

Employment History

• 01/2006 → 03/2024
  Securities America, Inc
  Decatur, AL
• 02/2006 → 03/2024
  Securities America Advisor, Inc
  Decatur, AL
• 03/2024 → Present
  Lpl Financial
  Decatur, AL

Previous Registrations

• 2006-02-21 → 2024-04-01
  Securities America Advisors, Inc.
  Decatur, AL
  Decatur, AL
• 2003-07-10 → 2006-01-05
  Amsouth Investment Management Company Llc
  Birmingham, AL
• 2003-04-14 → 2003-07-22
  Amsouth Investment Services, Inc.
  Huntsville, AL

Other Businesses

1) 03/2024 - Lentz Thompson Retirement Advisors / Tax Prep/Accounting/CPA / Inv. Related / Decatur AL / Start date 07/01/2001 - 17 hrs per month - 10% Time Spent 2) 03/2024 - Thompson Asset Management / Owner / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Decatur, AL / Start date 04/01/2010 - 3 Hrs per month - 2% Time Spent 3) 03/2024 - Lentz Thompson Retirement Advisors / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 146 Hrs per month / 88% Time Spent 4) 03/2024 - Richard Thompson/ Lentz Thompson Retirement Advisors / Non-Variable Insurance / Inv. Related / Decatur, AL / Start date 03/01/2006 - 14 Hrs per month - 8 % Time Spent

Exams

• S66 Uniform Combined State Law Examination
  2002-07-12
• S63 Uniform Securities Agent State Law Examination
  1994-04-12

Designations