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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-04-02
TX RA APPROVED 2024-03-26
  • AL RA
    APPROVED
    Since 2024-04-02
  • TX RA
    APPROVED
    Since 2024-03-26

Branch Locations

810 Palmer Rd., Unit 101, Madison, AL 35758 • United States

2205 Graham Ave Sw, Ste B, Decatur, AL 35601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Decatur AL 06/2004 03/2024
Securities America Advisors, Inc. Decatur AL 06/2004 03/2024
Lentz Financial Services, Inc. Dba Lentz Thompson Retirement Adv Decatur AL 12/2004 Present
Lpl Financial Decatur AL 03/2024 Present
  • 06/2004 → 03/2024
    Securities America, Inc.
    Decatur, AL
  • 06/2004 → 03/2024
    Securities America Advisors, Inc.
    Decatur, AL
  • 12/2004 → Present
    Lentz Financial Services, Inc. Dba Lentz Thompson Retirement Adv
    Decatur, AL
  • 03/2024 → Present
    Lpl Financial
    Decatur, AL
Previous Registrations
  • 2004-06-28 → 2024-04-01
    Securities America Advisors, Inc.
    Decatur, AL
    Decatur, AL
  • 2003-12-05 → 2004-06-30
    Osaic Fa, Inc.
    Decatur, AL
  • 2002-06-25 → 2003-12-12
    Veravest Investment Advisors, Inc.
    Decatur, AL
Other Businesses

1- 03/2024 / Lentz Thompson Retirement Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 03/2024 / Lentz Farm / Farm / Owner / Not Investment Related / Decatur, AL / 10 hrs mth / Start date: 09/15/2016 3- 03/2024 / Caddo Associates DBA Caddo Cafeteria / Outside/W-2 Employment / Not Investment Related / Start date: 01/01/1997 4- 03/2024 / Lentz Financial Services, Inc. / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 160 hrs mth / Start date; 06/21/2006 5- 03/2024 / Quinton Tyler Properties, LLC / Real Estate Rental / Investment Related / 15 hrs mth / Start date: 10/01/2009 6- 03/2024 / Non-Variable Insurance / Non-Variable Insurance / 5 hrs mth / 1 hr during trading / Start date: 03/18/2024 7- 03/2024 / Real Estate Rental / Real Estate Rental / Owner / Lawrence County, AL / Not Investment Related / 1 hr mth / Start date: 03/18/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-01
  • S66 Uniform Combined State Law Examination
    2001-02-01

View on SEC IAPD

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