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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-04-02 |
| TX | RA | APPROVED | 2024-03-26 |
Branch Locations
810 Palmer Rd., Unit 101, Madison, AL 35758 • United States
2205 Graham Ave Sw, Ste B, Decatur, AL 35601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Decatur | AL | 06/2004 | 03/2024 |
| Securities America Advisors, Inc. | Decatur | AL | 06/2004 | 03/2024 |
| Lentz Financial Services, Inc. Dba Lentz Thompson Retirement Adv | Decatur | AL | 12/2004 | Present |
| Lpl Financial | Decatur | AL | 03/2024 | Present |
1- 03/2024 / Lentz Thompson Retirement Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 03/2024 / Lentz Farm / Farm / Owner / Not Investment Related / Decatur, AL / 10 hrs mth / Start date: 09/15/2016 3- 03/2024 / Caddo Associates DBA Caddo Cafeteria / Outside/W-2 Employment / Not Investment Related / Start date: 01/01/1997 4- 03/2024 / Lentz Financial Services, Inc. / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 160 hrs mth / Start date; 06/21/2006 5- 03/2024 / Quinton Tyler Properties, LLC / Real Estate Rental / Investment Related / 15 hrs mth / Start date: 10/01/2009 6- 03/2024 / Non-Variable Insurance / Non-Variable Insurance / 5 hrs mth / 1 hr during trading / Start date: 03/18/2024 7- 03/2024 / Real Estate Rental / Real Estate Rental / Owner / Lawrence County, AL / Not Investment Related / 1 hr mth / Start date: 03/18/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-01 |
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