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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-01 |
| TX | RA | APPROVED | 2026-06-29 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 06/2025 | 05/2026 |
| Eureka Imperial Residence Llc | Gilbert | AZ | 09/2015 | 06/2025 |
| Align Behavioral Group Home | Chandler | AZ | 06/2023 | 11/2024 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2026 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-18 |
| S65 | Uniform Investment Adviser Law Examination | 2025-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-04 |
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