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Sebastian Ruiz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bothell, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-08
WA RA APPROVED 2025-08-29
  • TX RA
    APPROVED
    Since 2025-10-08
  • WA RA
    APPROVED
    Since 2025-08-29

Branch Locations

1115 228Th St Se, Bothell, WA 98021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bothell WA 06/2024 Present
Ymca Shoreline WA 12/2021 12/2022
Fundación Colegio Bilingue De Valledupar Valledupar 06/2014 09/2021
Bank Of America Lynnwood WA 01/2023 07/2023
Sapience Llc / Emerald City Athletics Shoreline WA 08/2023 06/2024
Everett Community College Everett WA 09/2022 03/2025
Bank Of America, N.A. Bothell WA 09/2025 Present
  • 06/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bothell, WA
  • 12/2021 → 12/2022
    Ymca
    Shoreline, WA
  • 06/2014 → 09/2021
    Fundación Colegio Bilingue De Valledupar
    Valledupar
  • 01/2023 → 07/2023
    Bank Of America
    Lynnwood, WA
  • 08/2023 → 06/2024
    Sapience Llc / Emerald City Athletics
    Shoreline, WA
  • 09/2022 → 03/2025
    Everett Community College
    Everett, WA
  • 09/2025 → Present
    Bank Of America, N.A.
    Bothell, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-29
  • S66 Uniform Combined State Law Examination
    2025-08-29

View on SEC IAPD

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Other Investors

JOHN ALLEN CARRUTHERS
NEIL FREDERICK FENNING
PERRY THOMAS SIKES
DONALD GAYLEN CREECH
KATRINA LOUISE VAN RENSUM
SCOTT Douglas HEDGCOCK
COLTON JEROME SMITH
JONATHON LEE

Other Offices

A5 FINANCIAL LLC · BOTHELL, WA
INVESTOR RESOURCES INC · BOTHELL, WA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BOTHELL, WA
COMPOUND PLANNING, INC. · Bothell, WA
STRATEGIC ADVISERS LLC · BOTHELL, WA
SOUND INVESTMENT STRATEGIES, INC. · Bothell, WA
STRATEGIC BLUEPRINT, LLC · Bothell, WA
CETERA INVESTMENT ADVISERS LLC · BOTHELL, WA

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