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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-08
  • FL RA
    APPROVED
    Since 2025-07-08

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

Wesley Chapel, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Medtronic North Haven CT 06/2014 01/2018
Sila Solutions Group Shelton CT 01/2018 10/2020
Ableto Inc New York NY 11/2020 03/2024
Optum Eden Prairie MN 03/2024 02/2026
Regal Investment Advisors Kentwood MI 07/2025 Present
  • 06/2014 → 01/2018
    Medtronic
    North Haven, CT
  • 01/2018 → 10/2020
    Sila Solutions Group
    Shelton, CT
  • 11/2020 → 03/2024
    Ableto Inc
    New York, NY
  • 03/2024 → 02/2026
    Optum
    Eden Prairie, MN
  • 07/2025 → Present
    Regal Investment Advisors
    Kentwood, MI
Other Businesses

Business Name: Mercado Financial Group, LLC DBA Mercado Wealth - Investment Related: Yes - Address: 32266 Talimena Loop, Wesley Chapel, FL 33543 - Nature of Business: Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name, Insurance - Title or Relationship: Investment Advisor Representative/ Insurance Agent - Start Date: 7/2/2025 - Hours per month: 160 - Hours per month during trading hours: 135 - Duties: Provide financial and insurance services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-28
  • S65 Uniform Investment Adviser Law Examination
    2025-03-28
Other Names
  • Danny Mercado
  • Daniel S Mercado

View on SEC IAPD

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