Best Investors Account Sign in

Andrew J Gutierrez

Raymond James & Associates, Inc.

Lafayette, LA

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-03-03
TX RA APPROVED 2025-02-14
  • LA RA
    APPROVED
    Since 2025-03-03
  • TX RA
    APPROVED
    Since 2025-02-14

Branch Locations

1220 Camellia Blvd, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Lafayette LA 03/2014 02/2025
Morgan Stanley Private Bank, National Association New York NY 05/2015 02/2025
Raymond James & Associates Lafayette LA 02/2025 Present
Morgan Stanley Private Bank, N.A New York NY 09/2018 Present
  • 03/2014 → 02/2025
    Morgan Stanley
    Lafayette, LA
  • 05/2015 → 02/2025
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2025 → Present
    Raymond James & Associates
    Lafayette, LA
  • 09/2018 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-30
S63 Uniform Securities Agent State Law Examination 2006-05-12
  • S66 Uniform Combined State Law Examination
    2015-04-30
  • S63 Uniform Securities Agent State Law Examination
    2006-05-12

View on SEC IAPD

Other Firms

PROSPERA FINANCIAL SERVICES, INC.
LPL FINANCIAL LLC
NEWEDGE ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES

Other Investors

Michael Shane Goff
Andre Charles Stafford
ELIAS ANTONIO RAMIREZ
GARRETT ANDREW AHRENS
JASON A HABBIT
CORY FRANCIS FRUGE
PHILLIP SHAYNE FONTENOT
KEVIN JOSEPH SIMONEAUX

Other Offices

PROSPERA FINANCIAL SERVICES, INC. · Lafayette, LA
LPL FINANCIAL LLC · LAFAYETTE, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · New Orelans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lafayette, LA
OSAIC WEALTH, INC. · Lafayette, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LAFAYETTE, LA

More in Lafayette, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor