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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-10-15 |
Branch Locations
5116 Vernon Ave S, Edina, MN 55436 • United States
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Eden Prairie | MN | 06/2025 | Present |
| Wells Fargo Bank, Na | Eden Prairie | MN | 05/2016 | Present |
| La Dona Cerveceria | Minneapolis | MN | 04/2021 | Present |
| Prive Nightclub | Minneapolis | MN | 01/2018 | 06/2019 |
| Mala Maña Supply Co. Llc Dba Rodman Supply Co. | Minneapolis | MN | 02/2022 | Present |
MALA MANA SUPPLY CO, LLC; NOT INV RELATED; FRIDLEY, MN; 100% OWNERSHIP; 02/2022; 10 HOURS PER MONTH; 0 DURING TRADING; GRAPHIC DESIGN CONSULTANT AND APPAREL DESIGN | LA DONA CERVECERIA BREWERY; NOT INV RELATED; MINNEAPOLIS, MN; BARTENDER; 04/2021; 20 HOURS PER MONTH; 0 DURING TRADING; LOCAL BREWERY FOR CRAFT BEER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2025-08-19 |
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