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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-07 |
Branch Locations
200 S Mcpherson Church Rd, Fayetteville, NC 28303 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Fayetteville | NC | 06/2025 | Present |
| Wells Fargo Bank, Na | Fayetteville | NC | 05/2025 | Present |
| M&T Bank | Boston | MA | 03/2023 | 04/2025 |
| Urban Outfitters | Boston | MA | 06/2021 | 03/2023 |
| Hennes & Mauritz | Boston | MA | 06/2015 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-16 |
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