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115 W Short Street, Lexington, KY 40507 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-11-24 |
| KY | RA | APPROVED | 2025-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Lexington | KY | 07/2024 | Present |
| Delaware North | Buffalo | NY | 06/2023 | 06/2024 |
| Student | Auburn | AL | 08/2018 | 05/2023 |
| Student | Lexington | KY | 01/2015 | 07/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-01 |
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