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Wesley David Mims

Duncan Williams Asset Management, LLC

Memphis, TN

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Current Employers
Duncan Williams Asset Management, Llc

5350 Poplar Avenue Suite 600, Memphis, TN 38119 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-05
  • TN RA
    APPROVED
    Since 2025-06-05

Branch Locations

5350 Poplar Avenue Suite 600, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Schools Memphis TN 08/2014 05/2021
Rhodes College Memphis TN 08/2021 12/2021
University Of Arkansas Fayetteville AR 01/2022 05/2025
Evolve Bank & Trust Memphis TN 06/2022 09/2022
Tenero Cafe & Butcher Shop Memphis TN 06/2022 08/2022
Duncan Williams Asset Management Memphis TN 05/2024 06/2025
Duncan Williams Asset Mangement Memphis TN 06/2025 Present
Unemployed Memphis TN 05/2021 08/2021
Unemployed Memphis TN 12/2021 01/2022
  • 08/2014 → 05/2021
    Various Schools
    Memphis, TN
  • 08/2021 → 12/2021
    Rhodes College
    Memphis, TN
  • 01/2022 → 05/2025
    University Of Arkansas
    Fayetteville, AR
  • 06/2022 → 09/2022
    Evolve Bank & Trust
    Memphis, TN
  • 06/2022 → 08/2022
    Tenero Cafe & Butcher Shop
    Memphis, TN
  • 05/2024 → 06/2025
    Duncan Williams Asset Management
    Memphis, TN
  • 06/2025 → Present
    Duncan Williams Asset Mangement
    Memphis, TN
  • 05/2021 → 08/2021
    Unemployed
    Memphis, TN
  • 12/2021 → 01/2022
    Unemployed
    Memphis, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-12
  • S65 Uniform Investment Adviser Law Examination
    2024-10-12
Other Names
  • Wesley Mims

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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