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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-10
CA RA APPROVED 2025-09-09
  • TX RA
    APPROVED
    Since 2025-09-10
  • CA RA
    APPROVED
    Since 2025-09-09

Branch Locations

4864 Nw Bethany Blvd, Portland, OR 97229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland OR 05/2025 Present
Extended Travel Beijing 12/2024 05/2025
Ucla Los Angeles CA 10/2022 12/2024
Break Ladera Ranch CA 08/2020 10/2020
Vista Laboratories San Clemente CA 06/2020 08/2020
Tesoro High School Ladera Ranch CA 08/2016 06/2020
Beijing Tianyilong Advertising Co. Beijing 06/2022 10/2022
Ucsb Santa Barbara CA 10/2020 12/2022
Ningbo Trader Culture Co., Ltd Shanghai 06/2024 09/2024
Wonder Women Tech Long Beach CA 03/2024 06/2024
Oxnard College Oxnard CA 08/2023 12/2023
Bank Of America, N.A. Portland OR 06/2025 Present
  • 05/2025 → Present
    Portland, OR
  • 12/2024 → 05/2025
    Extended Travel
    Beijing
  • 10/2022 → 12/2024
    Ucla
    Los Angeles, CA
  • 08/2020 → 10/2020
    Break
    Ladera Ranch, CA
  • 06/2020 → 08/2020
    Vista Laboratories
    San Clemente, CA
  • 08/2016 → 06/2020
    Tesoro High School
    Ladera Ranch, CA
  • 06/2022 → 10/2022
    Beijing Tianyilong Advertising Co.
    Beijing
  • 10/2020 → 12/2022
    Ucsb
    Santa Barbara, CA
  • 06/2024 → 09/2024
    Ningbo Trader Culture Co., Ltd
    Shanghai
  • 03/2024 → 06/2024
    Wonder Women Tech
    Long Beach, CA
  • 08/2023 → 12/2023
    Oxnard College
    Oxnard, CA
  • 06/2025 → Present
    Bank Of America, N.A.
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-22
  • S66 Uniform Combined State Law Examination
    2025-07-22
Other Names
  • Bruce Li

View on SEC IAPD

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