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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-05-15 |
| TX | RA | APPROVED | 2017-05-15 |
Branch Locations
795 Ridge Lake Blvd, Suite 100, Memphis, TN 38120 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning, Inc | Fort Worth | TX | 03/2007 | 05/2017 |
| First Command Financial Services, Inc | Fort Worth | TX | 04/2007 | 05/2017 |
| First Command Advisory Services | Fort Worth | TX | 12/2015 | 05/2017 |
| Lpl Financial, Llc | Memphis | TN | 05/2017 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 05/2017 | Present |
1. 05/12/2017 - SILVER LEAF, INC./ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 10%/ MEMPHIS, TN 2. 05/12/2017 - MEMPHIS PLANNING AND WEALTH/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 20%/ MEMPHIS, TN 3) 06/07/2017- Private Advisor Group-DBA: (Hybrid) MEMPHIS PLANNING AND WEALTH-investment related- At reported business location(s)- Registered Investment Advisor DBA- start 5/1/2017- Hours per month 190/ hours during trading 6- Time spent percent 801% -I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/5/2017. I expect to spend approximately 190 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 06/06/2017 -PRIVATE ADVISOR GROUP- investment related- At reported business location(s)- Registered Investment Advisor-start 5/1/2017- Hours per month 10/ Hours during trading 0- Time spent percent 10% -I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/5/2017. I expect to spend approximately 10 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 6/23/2017 - Silver Leaf Inc - Investment Related - 795 Ridge Lake Blvd, Suite 100, Memphis, TN 38120 - Real Estate Rental - Start 06/23/17 - 0 Hours Per Month - Sublease to independent professionals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-31 |
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