Luke Gerard Mccarthy

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-03

FL RA
APPROVED

Since 2026-04-03

Branch Locations

2699 Stirling Road Suite A-200, Ft. Lauderdale, FL 33312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of South Carolina	Columbia	SC	08/2022	Present
Associated Financial Consultants And Investor Services	Fort Lauderdale	FL	05/2025	Present
Publix	Columbia	SC	12/2020	06/2025
Middle And High School	Fort Mill	SC	07/2015	04/2022
Osaic Wealth, Inc.	Fort Lauderdale	FL	07/2025	Present

08/2022 → Present

University Of South Carolina

Columbia, SC
05/2025 → Present

Associated Financial Consultants And Investor Services

Fort Lauderdale, FL
12/2020 → 06/2025

Publix

Columbia, SC
07/2015 → 04/2022

Middle And High School

Fort Mill, SC
07/2025 → Present

Osaic Wealth, Inc.

Fort Lauderdale, FL

Other Businesses

1. ASSOCIATED INVESTOR SERVICES POSITION: Paraplanner NATURE: Branch DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/10/2026 ADDRESS: 2699 Sterling Road suite A200, Fort Lauderdale FL 33312, United States DESCRIPTION: plan for client meetings and assist advisors

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-27

S66 Uniform Combined State Law Examination

2026-02-27

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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