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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2009-10-23
  • MO RA
    APPROVED
    Since 2009-10-23

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Clayton MO 02/1985 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Louis MO 10/2009 Present
Bank Of America, N.A. Saint Louis MO 04/2011 Present
Previous Registrations
  • 2005-12-12 → 2009-10-23
    Banc Of America Investment Services, Inc.
    St. Louis, MO
    Clayton, MO
    St. Louis, MO
    St. Louis, MO
Other Businesses

I* 1832269 For profit or not for profit: Name of outside business organization: DoorDash Inc Investment related: no Address of business: San Francisco, CA, 94107 Nature of business: Business or Industry Organization Position, title, association: Consultant/Independent Contractor Start date of relationship: 05/27/2024 Number of hours devoted: 10 weekly Number of hours devoted during trading hours: 0 Duties: Food delivery

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-07
  • S66 Uniform Combined State Law Examination
    2005-12-07

View on SEC IAPD

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