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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winston Salem | NC | 05/2025 | Present |
| Truist | Greensboro | NC | 12/2004 | 05/2025 |
I*2469305, Entity Type, Name of OBA:H and B J W Address: GermantonNorth Carolina27019 Investment Related: No Position, Title, Association: Executor Employee Start Date: 05/15/2030 No Hours: 2 weekly No Hours during trading: 1 weekly Duties: I*2470272, Entity Type Entity For Profit, Name of OBA: JJ Custom Designs LLC Address: GermantonNorth Carolina 27019 Investment Related: No Position, Title, Association: Other Employee Start Date: 09/02/2022No Hours: 0 No Hours during trading:0 Duties:Single member LLC - owned by my spouse, J J. I am a signer on the accounts only, have no ownership I*2470277, Entity Type, Name of OBA: H and B J W Address: GermantonNorth Carolina27019 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/10/2024No Hours: 2 monthly No Hours during trading: 1 monthly Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-06 |
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