Best Investors Account Sign in

Nicholas William Falk

Morgan Stanley

Long Beach, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-25
  • CA RA
    APPROVED
    Since 2026-03-25

Branch Locations

3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Long Beach CA 06/2025 Present
Panorama Coordinated Services Longmont CO 06/2024 08/2024
Foxhill Country Club Longmont CO 06/2023 08/2023
Hay Distribution Business Longmont CO 06/2022 06/2024
Swaylo's Tiki Bar Longmont CO 04/2022 08/2022
Enhanced Network Systems Englewood CO 06/2019 06/2022
Sf&B Englewood CO 06/2023 03/2025
Chapman University Orange CA 08/2022 Present
Silver Creek High School Longmont CO 08/2019 05/2022
Niwot High School Niwot CO 08/2018 06/2019
Sunset Middle School Longmont CO 08/2015 06/2018
  • 06/2025 → Present
    Morgan Stanley
    Long Beach, CA
  • 06/2024 → 08/2024
    Panorama Coordinated Services
    Longmont, CO
  • 06/2023 → 08/2023
    Foxhill Country Club
    Longmont, CO
  • 06/2022 → 06/2024
    Hay Distribution Business
    Longmont, CO
  • 04/2022 → 08/2022
    Swaylo's Tiki Bar
    Longmont, CO
  • 06/2019 → 06/2022
    Enhanced Network Systems
    Englewood, CO
  • 06/2023 → 03/2025
    Sf&B
    Englewood, CO
  • 08/2022 → Present
    Chapman University
    Orange, CA
  • 08/2019 → 05/2022
    Silver Creek High School
    Longmont, CO
  • 08/2018 → 06/2019
    Niwot High School
    Niwot, CO
  • 08/2015 → 06/2018
    Sunset Middle School
    Longmont, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-23
  • S66 Uniform Combined State Law Examination
    2026-03-23
Other Names
  • Nick Falk
  • Nicholas W Falk

View on SEC IAPD

Other Firms

EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
KENSINGTON INVESTMENT COUNSEL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
THE CHARTIST

Other Investors

Gregory Stephen Prough
DEREK THOMAS KOKUBUN
ART ANTHONY IGNACIO
CHRISTOPHER VANHORN
PAUL JOSEPH AYD
NORA SEMERJIAN
JEANNE ANNE SUTTIE
VALI JEAN DEVRIES

Other Offices

EDWARD JONES · LONG BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Long Beach, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · LONG BEACH, CA
LPL FINANCIAL LLC · LONG BEACH, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Long Beach,, CA
KENSINGTON INVESTMENT COUNSEL · LONG BEACH, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LONG BEACH, CA
LPL FINANCIAL LLC · LONG BEACH, CA

More in Long Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor