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Rico Orlando Gonzales

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bakersfield, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-02
CA RA APPROVED 2025-08-22
  • TX RA
    APPROVED
    Since 2025-10-02
  • CA RA
    APPROVED
    Since 2025-08-22

Branch Locations

4480 Coffee Rd, Bakersfield, CA 93308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bakersfield CA 09/2022 Present
Reyes Coca-Cola Bottling Bakersfield CA 10/2018 09/2022
Coca-Cola Refreshments Bakersfield CA 09/2012 10/2018
California State University Bakersfield Bakersfield CA 03/2014 05/2020
Bank Of America, N.A. Bakersfield CA 05/2025 Present
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bakersfield, CA
  • 10/2018 → 09/2022
    Reyes Coca-Cola Bottling
    Bakersfield, CA
  • 09/2012 → 10/2018
    Coca-Cola Refreshments
    Bakersfield, CA
  • 03/2014 → 05/2020
    California State University Bakersfield
    Bakersfield, CA
  • 05/2025 → Present
    Bank Of America, N.A.
    Bakersfield, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-22
  • S66 Uniform Combined State Law Examination
    2025-08-22

View on SEC IAPD

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Stanley SCOTT GARRISON
THOMAS DEAN MING
Ryne Alyn Fessler

Other Offices

WOODWARD DIVERSIFIED CAPITAL, LLC · BAKERSFIELD, CA
HOWARD FINANCIAL · BAKERSFIELD, CA
SIERRA CAPITAL MANAGEMENT · BAKERSFIELD, CA
WORLD INVESTMENT ADVISORS, LLC · BAKERSFIELD, CA
WORLD INVESTMENT ADVISORS, LLC · Bakersfield, CA
PARK AVENUE SECURITIES LLC · BAKERSFIELD, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Bakersfield, CA
WELLS FARGO CLEARING SERVICES, LLC · BAKERSFIELD, CA

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