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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-04-16
TX RA APPROVED 2026-04-16
  • CO RA
    APPROVED
    Since 2026-04-16
  • TX RA
    APPROVED
    Since 2026-04-16

Branch Locations

7001 Belleview Ave Suite 600 [Satellite], Denver, CO 80237 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lakewood CO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lakewood CO 11/2016 04/2026
Wells Fargo Advisors Financial Network, Llc Denver CO 04/2026 Present
Previous Registrations
  • 2008-01-01 → 2026-04-16
    Lakewood, CO
    Greenwood Village, CO
    Greenwood Village, CO
    Colorado Springs, CO
    Denver, CO
  • 2005-08-15 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Greenwood Village, CO
    St. Louis, MO
    Greenwood Village, CO
Other Businesses

CO-TRUSTEE FOR STEP-DAD TRUST; INVESTMENT RELATED; TAMPA, FL; START DATE 1/2012; 0 HRS PER MONTH; 0 HRS DURING TRADING. - FIVEWS, LLC, NOT INVT RELATED, KEYSTONE, CO, 63% OWNERSHIP WITH SPOUSE, START DATE 10/2/2020, 4 HRS PER MONTH, 0 HRS DURING TRADING, HOLDS REAL ESTATE. BEFI MEETS DEFI, INVT RELATED, DENVER, CO, CO-AUTHOR, START DATE 9/29/2021, 20 HRS PER MONTH, 0 HRS DURING TRADING, CO-AUTHOR WITH 2 STUDENTS. UNLOCKING THE BLACK BOX OF SENTIMENT AND CRYPTOCURRENCY; INV. RELATED; DENVER,CO; CO-AUTHOR; START DATE 05/06/2022; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; PUBLICATION OF STUDY. Virtuent, LLC ; INV RELATED; DENVER,CO; FINET PRACTICE;100% OWNERSHIP; START DATE: 04/17/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-12
  • S66 Uniform Combined State Law Examination
    2005-08-12
Designations
Other Names
  • T.H. Williams
  • Thomas Hunter Williams

View on SEC IAPD

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