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Inactive

Caleb Duke

Keel Point, LLC

Huntsville, AL

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Current Employers
Keel Point, Llc

100 Church Street Suite 500, Huntsville, AL 35801 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-04-21
AR RA APPROVED 2025-04-21
KY RA APPROVED 2025-04-21
MS RA APPROVED 2025-04-21
MO RA APPROVED 2025-04-21
NC RA APPROVED 2025-04-21
SC RA APPROVED 2025-04-21
TX RA APPROVED 2025-04-21
  • AL RA
    APPROVED
    Since 2025-04-21
  • AR RA
    APPROVED
    Since 2025-04-21
  • KY RA
    APPROVED
    Since 2025-04-21
  • MS RA
    APPROVED
    Since 2025-04-21
  • MO RA
    APPROVED
    Since 2025-04-21
  • NC RA
    APPROVED
    Since 2025-04-21
  • SC RA
    APPROVED
    Since 2025-04-21
  • TX RA
    APPROVED
    Since 2025-04-21

Branch Locations

100 Church Street Suite 500, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keel Point, Llc Huntsville AL 04/2025 Present
Abbvie, Inc. (Previously "Actavis" And "Allergan") North Chicago IL 04/2014 04/2025
  • 04/2025 → Present
    Keel Point, Llc
    Huntsville, AL
  • 04/2014 → 04/2025
    Abbvie, Inc. (Previously "Actavis" And "Allergan")
    North Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-12
  • S65 Uniform Investment Adviser Law Examination
    2025-04-12
Other Names
  • Caleb Scott Duke

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL
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RAYMOND JAMES & ASSOCIATES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
CETERA INVESTMENT ADVISERS LLC · HUNTSVILLE, AL

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