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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-24
  • NY RA
    APPROVED
    Since 2025-06-24

Branch Locations

100 College Parkway Suite 220, Williamsville, NY 14221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Customs And Border Protection Buffalo NY 10/2009 01/2019
Lyft North Tonawanda NY 01/2019 Present
Norfolk Southern Railway Buffalo NY 04/2022 03/2023
Nyscvoa/Pavo North Tonawanda NY 09/2024 Present
Lpl Enterprise Llc Williamsville NY 04/2025 Present
  • 10/2009 → 01/2019
    Customs And Border Protection
    Buffalo, NY
  • 01/2019 → Present
    Lyft
    North Tonawanda, NY
  • 04/2022 → 03/2023
    Norfolk Southern Railway
    Buffalo, NY
  • 09/2024 → Present
    Nyscvoa/Pavo
    North Tonawanda, NY
  • 04/2025 → Present
    Williamsville, NY
Other Businesses

1. 03/25/2025 - Self-Employed Official - Rideshare - NOT INV REL - North Tonawanda, NY - Start Date 02/01/2021 - 20 HRS/MO 2. 03/25/2025 - Self-Employed Official - Coach/ Sports/ Fitness - NOT INV REL - North Tonawanda, NY - Start Date 09/01/2024 - 20 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-24
  • S66 Uniform Combined State Law Examination
    2025-06-24

View on SEC IAPD

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