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James Deason Franklin

Beacon Pointe Advisors, LLC

Denver, CO

Newport Beach, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-04-09
  • CO RA
    APPROVED
    Since 2025-04-09

Branch Locations

2000 South Colorado Boulevard Tower Two, Suite 1150, Denver, CO 80222 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Pointe Advisors Llc Denver CO 06/2022 Present
Advocate Roofing Denver CO 06/2021 04/2022
Full Time Education Denver CO 08/2017 05/2021
Full Time Education Plymouth MN 09/2013 08/2017
  • 06/2022 → Present
    Beacon Pointe Advisors Llc
    Denver, CO
  • 06/2021 → 04/2022
    Advocate Roofing
    Denver, CO
  • 08/2017 → 05/2021
    Full Time Education
    Denver, CO
  • 09/2013 → 08/2017
    Full Time Education
    Plymouth, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-03
  • S65 Uniform Investment Adviser Law Examination
    2025-04-03

View on SEC IAPD

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