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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-07-03
TX RA APPROVED 2023-07-03
  • MN RA
    APPROVED
    Since 2023-07-03
  • TX RA
    APPROVED
    Since 2023-07-03

Branch Locations

241 5Th Ave N Suite 900, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 01/2014 05/2019
Jpmorgan Chase Bank, N.A. Minneapolis MN 09/2019 Present
J.P. Morgan Securities Llc Minneapolis MN 09/2019 Present
Unemployed Port Washington NY 05/2019 09/2019
  • 01/2014 → 05/2019
    Jpmorgan Securities Llc
    New York, NY
  • 09/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Minneapolis, MN
  • 09/2019 → Present
    Minneapolis, MN
  • 05/2019 → 09/2019
    Unemployed
    Port Washington, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-03
S63 Uniform Securities Agent State Law Examination 2006-09-26
  • S65 Uniform Investment Adviser Law Examination
    2023-07-03
  • S63 Uniform Securities Agent State Law Examination
    2006-09-26

View on SEC IAPD

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