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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-24 |
| TX | RA | APPROVED | 2021-06-02 |
Branch Locations
121 South Tejon Street Suite 700, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dude Sweet Chocolates, Llc | Dallas | TX | 12/2009 | 06/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 03/2021 | 05/2021 |
| Unemployed | Dallas | TX | 07/2020 | 02/2021 |
| Morgan Stanley Smith Barney Llc | Colorado Springs | CO | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-02 |
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