Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-01 |
| NM | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Air Force | Albuquerque | NM | 09/2020 | 08/2025 |
| United States Air Force | Yigo | 07/2017 | 09/2020 | |
| United States Air Force | Mountain Home | ID | 03/2010 | 07/2017 |
| Lpl Financial Llc | Santa Fe | NM | 03/2025 | Present |
1) 2026-04-24 - Colonial Life - Non-Variable Insurance - Y - 10 - 0 - at reported business location(s) - 2026-04-22 - Serving as a independent agent with Colonial life, I provide group supplemental insurance solutions - such as accident, disability, and critical illness - to small businesses and their employees. This is strictly worksite, employer-sponsored insurance, not involving any securities or investment advisory services. All investment-related activities are conducted solely through LPL Financial 2) 2026-03-27 - Spears Wealth Advisory - Business Entity For Tax/Investment Purposes Only - N - 10 - 0 - at reported business location(s) - 2026-03-26 - Spears Wealth Advisory LLC is a business entity established for veteran-owned and service disabled veteran owned business certification and general business structuring purposes. I serve as owner. The entity does not provide financial planning, investment advisory, wealth management, insurance consulting, or any client facing financial services. All such activities are conducted exclusively through LPL Financial under Generational Asset Planning. The LLC does not receive client funds, provide investment recommendations, or engage in security related activity. 3) 2025-04-30 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Generational Asset Planning - DBA for LPL Business (entity for LPL business) - Y - 160 - 0 - at reported business location(s) - 2025-03-26 - 4) 2025-04-30 - Project Management Institute Rio Grande Chapter - Non-Profit Board Member - N - 5 - 0 - P.O. Box 3273 Albuquerque, NM 87190 - 2025-03-26 - 5) 2025-04-30 - Military - Outside/W-2 Employment - N - 0 - 0 - Kirtland AFB, Albuquerque New Mexico 87117 - 2025-03-26 - 6) 2025-04-30 - Suika Circuit - Outside/W-2 Employment - N - 16 - 0 - 100 Speedway Park Blvd, Albuquerque, NM 87121 - 2025-03-26 -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-28 |
Reach out to this advisor